Modules

Build your compliance your way

My Compliance Centre’s modular design lets you create a system that fits your firm perfectly. Each module connects through one integrated platform, giving you the flexibility to scale with ease and maintain complete oversight of compliance.

Key features and benefits

Integrated

My Compliance Centre unites Governance, Employee Compliance and Operations within one integrated system. Each area works seamlessly to strengthen oversight, engagement and control across your firm.

Compliance Operations

Control through insight

Manage and evidence your compliance activity with ease. Designed to remove complexity, these modules strengthen governance, improve risk management and keep you aligned with regulation.

Employee Compliance

Turning obligation into ownership

Give your employees the tools to do the right thing. A simple, intuitive system that makes compliance part of daily behaviour — clear, consistent and easy to follow.

Governance and Leadership

Lead with confidence

Streamline board activity and senior management oversight. Automated workflows and record-keeping keep governance transparent, accountable and always audit-ready.

Modules

Compliance Monitoring

Automate reporting and administrative tasks that drain your resources.

FileChecker™

Assign, track and manage changes and keep a record of information trails and acknowledgements

Regulatory Change Management

Assign, track and manage changes and keep a record of information trails and acknowledgements

Conflicts

Record and approve all employee conflicts with full audit trail and stakeholder transparency.

Register Vault™

Over 60 designed templates to customise or use your own Registers. Automate workflows, track ownership, and real-time monitoring.

Gifts & Hospitality

Allow employees to record all gifts given and received. Automate approval levels to smooth processing and the management.

Personal Account Dealing

Customise your internal PA dealing process to manage the workflow and record all employee holdings, manage restricted lists, and support SEC attestations.

Attestations

Document or question based attestations with automated reminders to ensure completion. Track progress in your management dashboard.

Boards and Committees

As the FCA intensifies its focus on board effectiveness, our Boards and Committees module empowers firms to evidence sound governance through clarity, structure, and accountability.

Let us show you how My Compliance Centre can make a difference to your risk and compliance management