My Compliance Centre supports Principals to deliver significantly more oversight of their AR's and be able to evidence this to the FCA on request.
The FCA has made clear its intention to step up its supervision of Appointed Representative Networks with a number of changes being introduced in 2022.
At the heart of the new regime is the requirement for Principals to carry out significantly more oversight of their ARs, and be able to evidence this to the FCA on request.
This can be very difficult to achieve without a robust technology solution.
Principals need to have a clear oversight process, including ongoing compliance monitoring, managing AR attestations, annual reviews and more.
My Compliance Centre is a simpler, better and faster way to manage your compliance. It has been built by compliance experts for compliance experts. An automated compliance management platform that is trusted by over 4,000 financial services professionals.
Empower your compliance team to stay on top of all their responsibilities, while saving your company money and time as well as easily evidencing the steps taken to ensure effective compliance.