Asset Managers
My Compliance Centre supports the wide range of compliance activities carried out by Asset Managers.
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Compliance Monitoring, Personal Account (PA) Dealing and Employee Attestations are a few of the modules available to asset managers.
As regulation gets more complex, so do the activities of the compliance teams charged with managing them. This is made increasingly complex for asset management firms with each new regulatory issue raised by the FCA: ESG and Greenwashing, Consumer Duty and Product Governance, Senior Management Accountability, Operational and Financial Resilience.
Employee Compliance
My Compliance Centre supports the core compliance operations carried out by Compliance teams on a daily basis.
Compliance Operations
My Compliance Centre supports the core compliance operations carried out by Compliance teams on a daily basis.
Governance
My Compliance Centre integrates your Governance, SMCR and Compliance frameworks in a single integrated system.
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